Nominee - Filing Instructions

If you are a broker, bank, or other nominee that purchased or otherwise acquired the common stock of Navistar International Corporation (“Navistar”) (ticker symbol: NAV) between March 10, 2010 and August 1, 2012, both dates inclusive, for the beneficial interest of a person or entity other than yourself (the CUSIP for Navistar common stock during the period is 63934E108), then you are requested promptly to send the Notice and Proof of Claim form (“Notice Packet”) to all your beneficial owners. To do so, you may either (1) provide the Claims Administrator with the names and addresses of such beneficial owners, or (2) send copies of the Notice Packet to all beneficial owners by first-class mail and provide the Claims Administrator with written confirmation of having done so.

You are entitled to the reimbursement of reasonable expenses actually incurred in connection with the research of records and (1) the generating of labels or electronic media or (2) the mailing of the Notice Packet, after submission to the Claims Administrator of a written request, together with appropriate supporting documentation.

If you are providing a list of names and addresses to the Claims Administrator:

  1. Compile a list of names and addresses of the beneficial owners who purchased or otherwise acquired shares of Navistar common stock between March 10, 2010 and August 1, 2012, both dates inclusive.
  2. Prepare the list in Microsoft Excel format. A preformatted spreadsheet can be found by clicking here.
  3. Then you must do one of the following:

    1. Burn the Microsoft Excel file(s) to a CD or DVD and mail the CD or DVD to:

      Navistar Securities Settlement
      PO Box 4540
      Portland, OR 97208-4540

    2. Email the spreadsheet to; or
    3. Upload the spreadsheet here.

If you are mailing the Notice Packet to beneficial owners:

Request the needed number of copies of the Notice Packet via email to You must mail the Notice Packets to the beneficial owners within fourteen (14) calendar days of your receipt of the Notice Packets.

If you have any questions, contact the Claims Administrator at or by calling 1-844-778-5949.

If you are filing electronic claims:

A nominee may also submit a Proof of Claim Form on behalf of multiple clients who are beneficial owners by using the links below.

Click here to download the Proof of Claim Form.

Click here to download a properly-formatted spreadsheet for submitting your transactions.

You may upload your master Proof of Claim Form and completed spreadsheet online here.

Important Dates

  • September 16, 2016
    Deadline to Submit a Proof of Claim Form
  • October 7, 2016
    Deadline to Exclude yourself from the Settlement
  • October 7, 2016
    Deadline to Object to the Settlement
  • October 11, 2016
    Deadline for Receipt of Notice of Intention to Appear
  • November 1, 2016, at 10:30 a.m., CST
    Final Approval Hearing